Our Process
What You Can Expect From Us
You can trust we will consistently and responsibly perform all the services requested, and we will be available when you need us.
- Treat you with respect, honesty and dignity
- Act as your advisor, putting your interest first
- We will strive to acquire a complete and accurate understanding of your goals, your tolerance for investment risk and your time frame
- Explain the implications of the strategies we propose
- Update you by email, mail and phone
- Meet with you regularly to review your Action Plan
What We Expect From You
Effective communication and mutual respect are essential to a successful partnership, so we expect:
- Trust
- Respect
- Honesty
- Complete Disclosure
- Sincerity
- Commitment
We want you to understand our recommendations are always based on your best interest. As our client, you need to know all advice will be based on the information you provide us. We expect you to participate enthusiastically in the investment planning process.
Mutual Responsibilities
Working together is essential for effective investment planning. To this end, we will:
- Agree to keep each other informed of new developments that could affect these strategies
- Agree to take time to regularly review your Action Plan
- Be honest and forthcoming about your financial situation
- Work to develop mutual trust, respect and understanding
